Senior Consultant – Derivatives, Risk & Compliance
Salt Lake City Metro Area
Experience
August 2016 – Present (7 months) Provo, Utah
All aspects of Derivatives Operations including negotiating ISDA Masters.
MUFG Union Bank, N.A. and The Bank of Tokyo-Mitsubishi UFJ, Ltd.
May 2013 – August 2016 (3 years 4 months)Atlanta, Georgia and Provo, Utah
Derivatives Operations – Negotiated ISDA Master Agreements and MSFTAs at MUFG Union Bank, N.A. and The Bank of Tokyo-Mitsubishi UFJ, Ltd. Uploaded ISDA Master Agreement terms into document management system. Contributed to Dodd Frank implementations, controls, and procedures.
Director, Derivative Operations
SunTrust Robinson Humphrey, Inc.
June 1996 – April 2013 (16 years 11 months)Atlanta, Georgia
Manager of Derivatives Operations including Interest Rate, Equity, Currency, Credit and Commodity Derivatives. Director and subject matter expert for Trade Capture and Support, Confirmations, Master Agreements, Collateral, P/L and MTM Reporting/Statements, Settlements, Futures, Tax and Regulatory/Dodd Frank Reporting including Reporting, Clearing, Documentation and Reconciliations, Audit, Compliance, Operational Risk and SOX Controls. Key contributor for straight processing special projects and Derivatives system conversions.
Vice President, Derivative Operations
June 1993 – June 1996 (3 years 1 month)Los Angeles, California
Manager of Derivatives Operations.
Vice President, Derivative Operations
June 1986 – June 1993 (7 years 1 month)Los Angeles, California
Manager of Derivatives Operations and trade support analyst.
Managment experience in Derivative Operations. Formerly licensed with Series 3, 7, and 63.
Education
Master of Business Administration (MBA), Accounting and Finance
